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Gupta Loses Wiretap Ruling, Wins On SEC Notes
By Reuters: Former Goldman Sachs Group Inc (GS.N) director Rajat Gupta lost his bid to suppress wiretap evidence at his upcoming criminal trial on charges that he leaked boardroom secrets to hedge fund...
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SEC Takes Heat From Dems, FINRA Reviewing Groupon, Gupta Witness List...
At CME, An Uproar Over Trading Hours [WSJ] The battle between man and machine is heating up in the Chicago trading pits, where America’s most basic crops have been bought and sold since the 19th...
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SEC Trials Increase 50 Percent as Execs Fight Lawsuits
The U.S. Securities and Exchange Commission, long known for settling enforcement actions without having to prove its case in court, is struggling to cope with a a surge in the number of executives and...
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SEC Votes to Require Consolidated Audit Trail
The Securities and Exchange Commission voted yesterday to require exchanges and a broker oversight group to build a single system to monitor and analyze trading activity across U.S. equity and options...
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Credit Suisse admits guilt, but Wall Street's 'too big to prosecute' issue...
And the hits keep on coming. Credit Suisse (CS) became the first major bank in more than two decades to plead guilty to criminal wrongdoing, admitted to conspiring to aid U.S. based clients in a tax...
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